Compliance

Our compliance services include:

COMPLIANCE PROGRAM DESIGN, MONITORING AND TESTING

The review and testing of compliance programs to evaluate the operating effectiveness of these programs. An effective compliance monitoring program provides early indicators to potential compliance issues in the horizon. 

SARBANES-OXLEY TESTING (SOX 404 TESTING)

Companies that file annual reports with the US Securities Exchange Committee (SEC) or a subsidiary of SEC registered companies are required to comply with SOX 404 requirements. We have extensive experience in performing SOX 404 testing for listed entities and their subsidiaries.

SPECIFIC COMPLIANCE

We have extensive experience is performing specialised compliance audits relating to safety, environment, Foreign Corrupt Practices Act (FCPA), traffic management and explosives management to name a few.